Regulatory & Compliance

Help minimize costs, modernize, streamline and manage members with ease


Governance, Regulatory and Compliance continues to be complex business challenges that KPMG can help to address


Our multidisciplinary teams have advised clients on how best to meet the governance, regulatory and compliance challenge. We have in-depth knowledge of professional governance both locally and internationally - We combine process and system benchmarking knowledge and experience with organizational knowledge. Governance, regulatory and compliance continues to be a complex business challenge. As new laws and regulations are introduced, their requirements challenge boards to greater levels of transparency, objectivity and professionalism. Increased accountability and potential exposure to liability mean that directors need to ensure that governance standards are adhered to and robust compliance management systems are in place. We can help.

Regulatory Management Solution - Case Study

Member Self-service portals

Engage and empower members in an effort to increase satisfaction and value

  • Member community development and engagement
  • Secure and private collaboration space
  • Members only area with tools, forums, social integration and blogs
  • Configurable wizard for guided membership application and renewal
  • Online payment for membership dues
  • Members-only portal, including member forums
  • Self-service member profiling (contact information, interests, invoices, receipts)
  • Historical membership details maintained
  • Member directory
  • Online store (order certificates or other items)

Membership Relationship management (MRM)

Streamline your member management processes to help save time and money

  • Increased efficiency in membership management
  • Manage membership tiers, fees and member profiling and segmentation
  • Obtain a 360-degree view of members and stakeholders in one integrated system
  • Pre-configured application, approval, renewal, suspension and expiry process automation
  • Event and meeting management capabilities 
  • Member segmentation and marketing automation
  • Simplified and targeted member campaigns and communications
  • Public member directory listings
  • Robust data and analytics with PowerBI
  • Social media monitoring with Microsoft Social Listening
  • Surveys and voting
  • Marketing and communications to members

Regulatory Compliance Management

Streamline your regulatory compliance management to help improve efficiencies

  • Robust case management and inquiry capabilities 
  • End to end registrant management from application through to renewals
  • Registrant self-service portal
  • Online applicant processing
  • Member interaction capabilities 
  • Account management
  • Interaction management
  • Complaints management, members or the public can submit complaints or reports of malpractice 
  • Search membership through public register
  • Streamline regulatory compliance
  • Process and manage fee payments 
  • Licensing & license renewals 
  • Committee and meeting management capabilities 
  • Track appeals and decisions
  • Robust reporting and analytics capabilities

Do you have Questions? Would you like a Demo? Give us a shout.